JAIIB AFM IMPORTANT TOPICS | JAIIB AFM FREE NOTES | LEARNING SESSIONS STUDY MATERIAL | SEBI
Greetings, aspirants! The Security and exchange board of India is briefly explained in this article based on the JAIIB 2024 study material.
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In view of the JAIIB and CAIIB syllabus and pattern changes, the 2024 applicants must have sought study materials that can offer pertinent study material and assistance. New courses with live video lectures on the recently extended JAIIB/CAIIB 2024 curriculum topics have already been introduced during learning sessions. For you guys specifically, our faculty has been distributing live video lectures, 30-minute lectures, freshly prepared notes, and much more.
The information is frequently updated and includes sample questions and explanations in the longer, brand-new, and high-quality video lectures from the learning sessions. The information is easily accessible and up to date on the website.
SEBI: A BRIEF INTRODUCTION
The security and exchange board of India is a significant statutory regulatory body established by the government of India in 1992, it’s a counterpart of the Security and exchange commission of the United States. Its headquarters are in Mumbai, India’s Bandra Kurla Complex. It maintains regional offices in a number of Indian cities. Its key objective is to protect the interests of investors in securities, to encourage the growth of, to regulate the securities market, and for matters associated with or incidental thereto.”
In order to monitor all the performers functioning in the Indian financial markets, SEBI is essential. By investing in mutual funds, it tries to defend the interests of investors. Equity funds, debt funds, income funds, and many more types of investments can be made in mutual funds. highlights how the implementation of new rules and standards has improved the capital markets.
SEBI has broad investigative, regulatory, and enforcement powers, as well as the ability to punish offenders.
For lack of transparency and direct public accountability for an entity with such vast powers, criticize SEBI.
COMPOSITION/STRUCTURE OF SEBI
A department head is in charge of each department in the corporate structure of SEBI. Here are a few of the departments:
Departments of SEBI Members of SEBI
| Foreign portfolio investors | A chairman nominated by the Union Government of India. |
| Human resources | 2 members are officers from the Union Finance Ministry |
| Collective investment schemes | 1 member from the Reserve Bank of India. |
| Commodity and derivative market regulation | The remaining other 5 members are nominated by the Union Government of India. |
| Legal affairs department |
CHARTER OF SEBI
The three primary groups that SEBI is required to oversee are as follows:
- Investors
- The security issuers
- Market intermediaries
- In its capacity as a regulatory authority, it creates statutes and rules
- In its role as a judge, it renders judgments and orders.
- In its role as an enforcement body, it carries out investigations and imposes sanctions.
FUNCTIONS OF SEBI
SEBI is responsible for promoting, improving, and monitoring securities in India.
The research related to the security market is conducted by SEBI.
It’s in charge of maintaining and keeping the records of the workers who are linked to the securities market.
It empowered to pass the rules and laws that are concerned with the stock exchange.
It has the power to administer the laws regarding the securities.
SEBI examines the financial intermediaries’ and authorized stock exchanges’ financial records.
In addition, SEBI’s function includes requiring corporations to list their shares on stock exchanges and overseeing the listing of distributors and brokers.
It aims to develop a code of conduct for financial intermediaries.
Preventing fraudulent practices and malpractices.
KEY FUNCTIONS OF SEBI
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Functions of SEBI |
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| Protective function | Regulatory function | Development function |
| Prohibits insider tradingCheck price rigging
Promoting fair practices Financial education provider |
Frames rules and regulations Register and regulate intermediaries Inquiring and auditioning for the stock exchange. The regular takeover of companies. |
Development function refers to the step taken by the SEBI in order to provide investors with knowledge of the trading market and function. |
PRACTISE QUESTIONS
The security and exchange board of India is a non-statutory on the ……………
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SEBI is governed by …………………
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The total number of board members in the security and exchange board of India is
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SEBI was formed among the directors of the states in India. Is this statement true or false?
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Which of these is included in the Functions of SEBI?
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To verify answers and find explanations watch the YouTube lecture: https://youtu.be/bKiZvEuBnsk
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Learning sessions is giving away all of its CAIIB/JAIIB 2023, bank promotion, and bank certification courses for only 20% of the original price that too with the ad-free experience. The courses will include the following mentioned benefits:
Video lectures based on the important questions where you will get to learn the blueprint of the exam and various techniques, tricks, and methodology to attempt the questions in the exam. Since the syllabus and pattern of JAIIB/ CAIIB 2023 have been revised. It’s clarified that the numerical-based questions framed in the exam wouldn’t be provided with multiple choices and the candidates will have to find the answers in order to relieve the students we have discussed in our video to tackle this issue.
Check out the video where we have explained the numerical-based questions on the solvency ratio https://youtu.be/znIywvqHc2c
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